1.
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Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
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Alan P. Donenfeld
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2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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..........................................................................................................................................
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(b)
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..........................................................................................................................................
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3.
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SEC Use Only ...........................................................................................................................
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4.
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Source of Funds (See Instructions) (See item 3).............AF.........................................................
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) .................
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6.
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Citizenship or Place of Organization
..... United States of America...........................................................................
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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7.
|
Sole Voting Power ............ 2,775,567(1).......................................................................................
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8.
|
Shared Voting Power .........………….......................................................................................
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9.
|
Sole Dispositive Power............ 2,775,567(1)................................................................................
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10.
|
Shared Dispositive Power ............................................................................................................
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person .... 2,775,567 (1)…………………….......
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ...........
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13.
|
Percent of Class Represented by Amount in Row (11) .............19.99%(2)............................
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14.
|
Type of Reporting Person (See Instructions)
.......IN...........................................................................................................................................
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(1) Represents 1,273,900 shares of common stock and warrants to purchase 1,501,667 shares of common stock of Harmony Metals, Inc. (the "Issuer") owned of record by Paragon Capital LP (“Paragon”). Mr. Donenfeld is the Managing Member of Paragon Capital Advisors LLC which is the General Partner of Paragon and therefore may be deemed to beneficially own the securities owned of record by Paragon.
(2) The total number of shares issued and outstanding used in this Schedule 13D to calculate the percent of the class of the common stock owned by the Reporting Persons is based on 8,333,333 shares of Common Stock issued and outstanding as of December 30, 2011. The exercise of the warrants is contractually capped such that any exercise shall not cause the holder's beneficial ownership to exceed 19.99%. The warrants are currently exercisable for up to 391,933 shares of Common Stock.
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1.
|
Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
|
||
Paragon Capital LP
|
|||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
||
(a)
|
..........................................................................................................................................
|
||
(b)
|
..........................................................................................................................................
|
||
3.
|
SEC Use Only ...........................................................................................................................
|
||
4.
|
Source of Funds (See Instructions) (See item 3).............OO.........................................................
|
||
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) .................
|
||
6.
|
Citizenship or Place of Organization ......Delaware..........................................................................
|
||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
|||
7.
|
Sole Voting Power ............ 2,775,567 (1).......................................................................................
|
||
8.
|
Shared Voting Power .........………….......................................................................................
|
||
9.
|
Sole Dispositive Power............ 2,775,567 (1) ......................................................................................
|
||
10.
|
Shared Dispositive Power ............................................................................................................
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person .... 2,775,567 (1) ………………….......
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12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ...........
|
||
13.
|
Percent of Class Represented by Amount in Row (11) ............. 19.99%(2) ............................
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14.
|
Type of Reporting Person (See Instructions)
.......PN...........................................................................................................................................
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(1) Represents 1,273,900 shares of common stock and warrants to purchase 1,501,667 shares of common the Issuer owned of record by Paragon. Mr. Donenfeld is the Managing Member of Paragon Capital Advisors LLC which is the General Partner of Paragon and therefore may be deemed to beneficially own the securities owned of record by Paragon.
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(2) The total number of shares issued and outstanding used in this Schedule 13D to calculate the percent of the class of the common stock owned by the Reporting Persons is based on 8,333,333 shares of Common Stock issued and outstanding as of December 30, 2011. The exercise of the warrants is contractually capped such that any exercise shall not cause the holder's beneficial ownership to exceed 19.99%. The warrants are currently exercisable for up to 391,933 shares of Common Stock.
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January 9, 2012
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/s/ Alan P. Donenfeld | ||
Alan P. Donenfeld |
Paragon Capital LP | |||
By:
|
/s/ Alan P. Donenfeld | ||
Alan P. Donenfeld | |||
/s/ Alan P. Donenfeld | ||
Alan P. Donenfeld |
Paragon Capital LP | |||
By:
|
/s/ Alan P. Donenfeld | ||
Alan P. Donenfeld | |||